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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TESSARA FINANCIAL ADVISORS, INC.

CRD 113010

LARKSPUR, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:107cafe4-7782-3ad3-eba4-e5b469c1d333

Data as of Apr 23, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2011 to Apr 23, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $187MItem 5.F on the latest filing (2021-04-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $186M
Private client RAUM: $186MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 159
Individual clients: 106
High net worth clients: 49
SEC number: 801-118106
CRD: 113010
Filings on the tape: 20
First filed: Nov 21, 2011
Latest filed: Apr 23, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KRAUSE, LAWRENCE, ALLEN	INDIRECT OWNER, PRESIDENT	D	yes	08/1981	Nov 21, 2011	Apr 23, 2021
KRAUSE, LAWRENCE, ALLEN	CEO/PRESIDENT	Na	yes	03/1980	Nov 21, 2011	Apr 23, 2021
KW FINANCIAL SERVICES, INC.	Owner	E	yes	08/1981	Nov 21, 2011	Apr 23, 2021
LAKE, GISELA, IRMGARD	INDIRECT OWNER, CCO	D	yes	10/1997	Nov 21, 2011	Apr 23, 2021
LAKE, GISELA, IRMGARD	Cco	Na	yes	10/1997	Nov 21, 2011	Apr 23, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KW FINANCIALSERVICES INC	n/a	n/a	n/a	N	yes	n/a
KW SECURITIES CORPORATION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Apr 23, 2021	$187M	$186M	2	2	0	n/a	n/a
2020	May 4, 2020	$115M	$114M	2	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$187M	$115M	62.5%	n/a	n/a	2	2	0	0

Relationships

Controls (3)

← LAKE, GISELA, IRMGARDOwnerINDIRECT OWNER, CCO, ownership code D, individual
Nov 21, 2011 to presentfactForm ADV
← KRAUSE, LAWRENCE, ALLENOwnerINDIRECT OWNER, PRESIDENT, ownership code D, individual
Nov 21, 2011 to presentfactForm ADV
← KW FINANCIAL SERVICES, INC.OwnerOWNER, ownership code E, domestic entity
Nov 21, 2011 to presentfactForm ADV

Dated events

Occurred
Jan 22, 2020
First Form ADV filing
Tessara Financial Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:107cafe4-7782-3ad3-eba4-e5b469c1d333
First observed: Nov 21, 2011
Last observed: Apr 23, 2021 65 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TESSARA FINANCIAL ADVISORS, INC.

CRD 113010

LARKSPUR, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:107cafe4-7782-3ad3-eba4-e5b469c1d333

Data as of Apr 23, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KRAUSE, LAWRENCE, ALLEN

INDIRECT OWNER, PRESIDENT

yes

08/1981

Nov 21, 2011

Apr 23, 2021

KRAUSE, LAWRENCE, ALLEN

CEO/PRESIDENT

yes

03/1980

Nov 21, 2011

Apr 23, 2021

KW FINANCIAL SERVICES, INC.

Owner

yes

08/1981

Nov 21, 2011

Apr 23, 2021

LAKE, GISELA, IRMGARD

INDIRECT OWNER, CCO

yes

10/1997

Nov 21, 2011

Apr 23, 2021

LAKE, GISELA, IRMGARD

Cco

yes

10/1997

Nov 21, 2011

Apr 23, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KW FINANCIALSERVICES INC

n/a

yes

n/a

KW SECURITIES CORPORATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Apr 23, 2021

$187M

$186M

n/a

2020

May 4, 2020

$115M

$114M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$187M

$115M

62.5%

n/a