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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

PATRICK JAMES RICE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1082882f-a6fc-e8b6-be13-f22a1403f07c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 6, 1994
First registration: Dec 11, 2002
Dual registered: yes, broker-dealer
Other names: PATRICK RICE
IAPD individual key: 2489885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 12, 2010	n/a	yes	JOHNS CREEK, GA\|SNELLVILLE, GA\|BUFORD, GA\|FLOWERY BRANCH, GA\|DULUTH, GA\|ALPHARETTA, GA\|CUMMING, GA\|WOODSTOCK, GA\|JASPER, GA\|MARBLE HILL, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|DUNWOODY, GA\|NORCROSS, GA\|DACULA, GA\|SUWANEE, GA\|CUMMING, GA\|STATESBORO, GA\|WINDER, GA	Current employment
CHERRY BEKAERT WEALTH MANAGEMENT LLC	Former SEC adviser	Jun 8, 2007	Oct 15, 2010	no	RICHMOND, VA	Previous registration
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Dec 11, 2002	Jun 30, 2006	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHERRY BEKAERT WEALTH MANAGEMENT LLC	LPL FINANCIAL LLC	Oct 15, 2010	Nov 12, 2010	28	Firm change	Other
SYNOVUS SECURITIES, INC.	CHERRY BEKAERT WEALTH MANAGEMENT LLC	Jun 30, 2006	Jun 8, 2007	343	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 12, 2010 to presentfactForm ADV
→ CHERRY BEKAERT WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 8, 2007 to Oct 15, 2010factForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Dec 11, 2002 to Jun 30, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1082882f-a6fc-e8b6-be13-f22a1403f07c
First observed: Dec 11, 2002
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATRICK JAMES RICE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1082882f-a6fc-e8b6-be13-f22a1403f07c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 12, 2010

n/a

yes

Current employment

CHERRY BEKAERT WEALTH MANAGEMENT LLC

Former SEC adviser

Jun 8, 2007

Oct 15, 2010

RICHMOND, VA

Previous registration

SYNOVUS SECURITIES, INC.

Bd affiliated wealth

Dec 11, 2002

Jun 30, 2006

ATLANTA, GA|ATLANTA, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CHERRY BEKAERT WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

Oct 15, 2010

Nov 12, 2010

Firm change

Other

SYNOVUS SECURITIES, INC.

CHERRY BEKAERT WEALTH MANAGEMENT LLC

Jun 30, 2006

Jun 8, 2007

343

Firm change

Other