L•• A• K•••

Advisor at O••• W••••• A•••••••• L••

JERICHO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1085c358-5b04-e879-3f8d-27f9d2704118

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• W••••• A•••••••• L••	Independent wealth	Jan 22, 2019	n/a	yes	JERICHO, NY	Current employment
M••••• S••••••	Wirehouse	Oct 23, 2009	Jan 22, 2019	no	GREAT NECK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O••• W••••• A•••••••• L••	Jan 22, 2019	Jan 22, 2019	0	Firm change	Wirehouse to new firm
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Nov 19, 2009	Oct 23, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:289759:NY:2019-01-22	Jan 22, 2019	Jan 22, 2019	GREAT NECK, NY	Firm change

Relationships

Registered with (4)

→ O••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 22, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Jan 22, 2019factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Nov 19, 2009factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1085c358-5b04-e879-3f8d-27f9d2704118
First observed: Nov 9, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.