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W••••• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

W••••• K••

Advisor at L•• F•••••••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:108e60d0-157d-7046-d573-c9f9846e011d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2024	n/a	yes	LAS VEGAS, NV\|LAS VEGAS, NV	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Dec 16, 2022	Jun 12, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	L•• F•••••••• L••	Jun 12, 2024	May 1, 2024	-42	Firm change after gap	Wirehouse to ibd
V••• I••••••••• M••••••••• C•• L••	J••• M••••• S••••••••• L••	Nov 23, 2011

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 16, 2022 to Jun 12, 2024factForm ADV
→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: previous registration
Mar 15, 2011 to Nov 23, 2011factForm ADV
→ D••••••• S••••••• L••

Dated events

Occurred
Jun 12, 2024
Advisor changed firm
W••••• K•• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2024-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:108e60d0-157d-7046-d573-c9f9846e011d
First observed: Dec 9, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.