DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JASON DAVID WAXLER

Advisor at INCOME & ASSET ADVISORY, INC.

ARMONK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1095824a-eab7-a651-a9e5-ad454bf9c296

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INCOME & ASSET ADVISORY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 4
Exams: S65|S63
First exam: Aug 18, 2000
First registration: Jan 17, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1756279

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	ARMONK, NY	Current employment
INCOME & ASSET ADVISORY, INC.	Independent wealth	Mar 27, 2012	n/a	yes	ARMONK, NY	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Aug 28, 2019	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
FOGEL NEALE WEALTH MANAGEMENT, LLC	n/a	Sep 30, 2010	Apr 23, 2012	no	NEW YORK, NY	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Dec 24, 2008	Mar 8, 2012	no	HOLBROOK, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 17, 2001	Apr 2, 2004	no	WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
FOGEL NEALE WEALTH MANAGEMENT, LLC	INCOME & ASSET ADVISORY, INC.	Apr 23, 2012	Mar 27, 2012	-27	Firm change	Other
AMERICAN PORTFOLIOS ADVISORS, INC	FOGEL NEALE WEALTH MANAGEMENT, LLC	Mar 8, 2012	Sep 30, 2010	-525	Firm change after gap	Other
LPL FINANCIAL LLC	AMERICAN PORTFOLIOS ADVISORS, INC	Apr 2, 2004	Dec 24, 2008	1,727	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ INCOME & ASSET ADVISORY, INC.Registered adviserregistration: current employment
Mar 27, 2012 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Aug 28, 2019 to Oct 11, 2024factForm ADV
→ FOGEL NEALE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 30, 2010 to Apr 23, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 17, 2001 to Apr 2, 2004factForm ADV

Dated events

No dated event names this entity yet.