DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SPRING VALLEY, CA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 30, 2024 | n/a | yes | SPRING VALLEY, CA|SAN DIEGO, CA | Current employment |
| J•• L••••• A••••••• L•• | n/a | Dec 8, 2016 | Oct 31, 2024 | no | SPRING VALLEY, CA|SPRING VALLEY, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J•• L••••• A••••••• L•• | L•• F•••••••• L•• | Oct 31, 2024 | Sep 30, 2024 | -31 | Firm change after gap | Other |
| W•••• F•••• A••••••• | J•• L••••• A••••••• L•• | Oct 20, 2011 | Dec 8, 2016 |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Oct 20, 2011 | no | SAN DIEGO, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Oct 13, 2006 | Jan 3, 2011 | no | SAN DIEGO, CA | Previous registration |
| L••• • G••••••• I••• | n/a | May 3, 2002 | Dec 19, 2006 | no | LA MESA, CA | Previous registration |
| 1,876 |
| Firm change after gap |
| Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| L••• • G••••••• I••• | W•••• F•••• I••••••••• L•• | Dec 19, 2006 | Oct 13, 2006 | -67 | Firm change after gap | Other |