DFX Intelligence

B••••• E••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

B••••• E••••• P•••••

Advisor at C••••••••• C•••••• S••••••••• I•••

KENOSHA, WI

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Search this name across graphsid dfx:ria:10966213-dec6-04a8-9726-736bcc904b6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• C•••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• C•••••• S••••••••• I•••	Independent wealth	Mar 1, 2021	n/a	yes	KENOSHA, WI	Current employment
H•••• • O••••••••• S•••	n/a	Feb 9, 2006	Dec 31, 2007	no	KENOSHA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••• • O••••••••• S•••	C••••••••• C•••••• S••••••••• I•••	Dec 31, 2007	Mar 1, 2021	4,809	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• C•••••• S••••••••• I•••Registered adviserregistration: current employment
Mar 1, 2021 to presentfactForm ADV
→ H•••• • O••••••••• S•••Registered adviserregistration: previous registration
Feb 9, 2006 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10966213-dec6-04a8-9726-736bcc904b6c
First observed: Feb 9, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.