DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALPERN WEALTH MANAGEMENT, LLC

CRD 165268

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:109f89a0-dee3-23a7-df07-fe4c0f14fadf

Data as of Feb 8, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2012 to Feb 8, 2019
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $187MItem 5.F on the latest filing (2019-02-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $187M
Private client RAUM: $185MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 289
Individual clients: 60
High net worth clients: 46
SEC number: 801-77147
CRD: 165268
Filings on the tape: 20
First filed: Sep 10, 2012
Latest filed: Feb 8, 2019
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MAR VISTA CAPITAL, LLC	Owner	E	yes	01/2015	Feb 9, 2015	Feb 8, 2019
YOFAN, ADAM, GREGORY	Owner	F	yes	01/2015	Feb 9, 2015	Feb 8, 2019
YOFAN, ADAM, GREGORY	ELECTED MEMBER	Na	yes	01/2015	Feb 9, 2015	Feb 8, 2019
CEDRO, VITO, NMN	CHIEF COMPLIANCE OFFICER	Na	no	08/2012	Sep 10, 2012	Feb 8, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 8, 2019	$187M	$187M	3	1	0	n/a	n/a
2017	Feb 16, 2018	$192M	$192M	4	2	0	n/a	n/a
2016	Mar 21, 2017	$167M	$167M	6	2	n/a	n/a	n/a
2015	Mar 22, 2016	$212M	$212M	6	3	n/a	n/a	n/a
2014	Feb 9, 2015	$199M	$199M	5	3	n/a	n/a	n/a
2013	Mar 18, 2014	$201M	$201M	5	3	n/a	n/a	n/a
2012	Mar 4, 2013	$169M	$169M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$187M	$192M	-2.5%	$212M	-4.0%	3	4	0	0

Relationships

Owns (1)

← CEDRO, VITO, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 10, 2012 to presentfactForm ADV

Controls (2)

← YOFAN, ADAM, GREGORYOwnerOWNER, ownership code F, individual
Feb 9, 2015 to presentfactForm ADV
← MAR VISTA CAPITAL, LLCOwnerOWNER, ownership code E, domestic entity
Feb 9, 2015 to presentfactForm ADV

Registered with (2)

← ADAM GREGORY YOFANAdvisorregistration: previous registration
Sep 25, 2012 to Feb 19, 2019factForm ADV
← VITO NMN CEDROAdvisorregistration: previous registration
Sep 25, 2012 to Oct 26, 2018factForm ADV

Dated events

Occurred
Sep 10, 2012
First Form ADV filing
Alpern Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:109f89a0-dee3-23a7-df07-fe4c0f14fadf
First observed: Sep 10, 2012
Last observed: Feb 8, 2019 92 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPERN WEALTH MANAGEMENT, LLC

CRD 165268

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:109f89a0-dee3-23a7-df07-fe4c0f14fadf

Data as of Feb 8, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MAR VISTA CAPITAL, LLC

Owner

yes

01/2015

Feb 9, 2015

Feb 8, 2019

YOFAN, ADAM, GREGORY

Owner

yes

01/2015

Feb 9, 2015

Feb 8, 2019

YOFAN, ADAM, GREGORY

ELECTED MEMBER

yes

01/2015

Feb 9, 2015

Feb 8, 2019

CEDRO, VITO, NMN

CHIEF COMPLIANCE OFFICER

08/2012

Sep 10, 2012

Feb 8, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 8, 2019

$187M

n/a

2017

Feb 16, 2018

$192M

n/a

2016

Mar 21, 2017

$167M

n/a

2015

Mar 22, 2016

$212M

n/a

2014

Feb 9, 2015

$199M

n/a

2013

Mar 18, 2014

$201M

n/a

2012

Mar 4, 2013

$169M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$187M

$192M

-2.5%

$212M

-4.0%