DFX Intelligence

C••••••••• R••••••••• I••••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

C••••••••• R••••••••• I••••••••• A•••••••

C••••••••• INC, CRD 152295

PORTLAND, OR

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Search this name across graphsid dfx:ria:10a6dbe3-8267-25c0-6494-4d475937dc63

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2026 to Jun 16, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $40.0M••• Locked
Discretionary RAUM: $40.0M
Private client RAUM: $40.0Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• W••• E••••• C•••••••	n/a	west linn, OR	1	29	n/a	no
S•••••••• F•••	Chartered Financial Analyst	PORTLAND, OR	0	10

Relationships

Registered with (2)

← S•••••••• F•••Advisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← W•••••• W••• E••••• C•••••••Advisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10a6dbe3-8267-25c0-6494-4d475937dc63
First observed: Jun 16, 2026
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.