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Advisor at CETERA INVESTMENT ADVISERS LLC
CHICO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 23, 2025 | n/a | yes | CHICO, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 22, 2022 | May 8, 2025 | no | CHICO, CA|ELK GROVE, CA|FOLSOM, CA|ROCKLIN, CA|SACRAMENTO, CA|GALT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | May 8, 2025 | Apr 23, 2025 | -15 | Firm change | Ibd to ibd |