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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

BRIAN KEITH JONES

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10b20423-65cd-4579-7675-abda743ab92f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 21, 2015
First registration: May 29, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 4203098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 20, 2018	n/a	yes	Mount Pleasant, IA\|Donnellson, IA\|West Burlington, IA\|Keokuk, IA\|Fairfield, IA\|Packwood, IA\|Pilot Grove, IA\|Houghton, IA\|West Point, IA\|Ft Madsison, IA\|Wayland, IA\|Winfield, IA\|Bonaparte, IA\|Mt Pleasant, IA\|Ft Madison, IA	Current employment
INVESTMENT ADVISORS CORP	Former SEC adviser	May 29, 2015	Oct 20, 2018	no	MT. PLEASANT, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT ADVISORS CORP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2018	Oct 20, 2018	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (2)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 20, 2018 to presentfactForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
May 29, 2015 to Oct 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10b20423-65cd-4579-7675-abda743ab92f
First observed: May 29, 2015
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN KEITH JONES

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10b20423-65cd-4579-7675-abda743ab92f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Oct 20, 2018

n/a

yes

Current employment

INVESTMENT ADVISORS CORP

Former SEC adviser

May 29, 2015

Oct 20, 2018

MT. PLEASANT, IA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

INVESTMENT ADVISORS CORP

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Oct 20, 2018

Bulk transfer

Ibd to ibd