DFX Intelligence

P••• C•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

P••• C•••••• S••••

Advisor at A••••••••• W••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:10b54eec-26d0-2fd9-ba1c-3fb22e0aa967

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• P•••••••	Independent wealth	May 22, 2013	n/a	yes	MINNETONKA, MN\|Minneapolis, MN\|Lino Lakes, MN	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Jan 11, 2018	Jul 1, 2019	no	LINO LAKES, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	n/a	Jul 1, 2019	n/a	n/a	Departure no registered destination	Departure
C••••• A•••••• N••••••• L••	A••••••••• W••••• P•••••••	Dec 31, 2017	May 22, 2013	-1,684

Relationships

Registered with (2)

→ A••••••••• W••••• P•••••••Registered adviserregistration: current employment
May 22, 2013 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 11, 2018 to Jul 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10b54eec-26d0-2fd9-ba1c-3fb22e0aa967
First observed: Mar 27, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.