DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEDBUSH SECURITIES INC.
Pasadena, CA | ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Mar 7, 2007 | n/a | yes | ROSEVILLE, CA|Pasadena, CA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 28, 2002 | Mar 16, 2007 | no | ROSEVILLE, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WEDBUSH SECURITIES INC. | Mar 16, 2007 | Mar 7, 2007 | -9 | Firm change | Other |