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Advisor at DEFENDER CAPITAL
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEFENDER CAPITAL | Independent wealth | Feb 2, 2012 | n/a | yes | CHARLOTTE, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 7, 2010 | Feb 1, 2012 | no | CHARLOTTE, NC|FORT MILL, SC|MOORESVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | DEFENDER CAPITAL | Feb 1, 2012 | Feb 2, 2012 | 1 | Firm change | Other |