DFX Intelligence

J•••••• C••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••••• C••• L•••••••

Advisor at L••••••• W••••• C•••••• M•••••••••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:10bf5692-f947-611c-ef60-9b9685c520cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• W••••• C•••••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• W••••• C•••••• M•••••••••	Asset manager	Nov 4, 2013	n/a	yes	MINNEAPOLIS, MN	Current employment
W••••• • C••••••	n/a	May 6, 2003	Dec 10, 2015	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|GREENWICH, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• • C••••••	L••••••• W••••• C•••••• M•••••••••	Dec 10, 2015	Nov 4, 2013	-766	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
16835:105826:CT:2015-12-10	Dec 10, 2015	Nov 4, 2013	GREENWICH, CT	Firm change after gap

Relationships

Registered with (2)

→ L••••••• W••••• C•••••• M•••••••••Registered adviserregistration: current employment
Nov 4, 2013 to presentfactForm ADV
→ W••••• • C••••••Registered adviserregistration: previous registration
May 6, 2003 to Dec 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10bf5692-f947-611c-ef60-9b9685c520cd
First observed: May 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.