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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DBL INVESTORS, LLC

CRD 144878

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10c42a31-dce6-72b0-ab53-00d8b434b976

Data as of Feb 20, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 3
Observed: Dec 16, 2011 to Feb 20, 2014
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

DBL Investors, LLC

Private equity manager · cited, shared crd

Venture Capitalidentity

DBL Investors, LLC

Venture manager · cited, shared crd

Allocatorsidentity

DBL Investors, LLC

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $340MItem 5.F on the latest filing (2014-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $340M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $340Mgross asset value as reported per fund; never fund size
Custody, client assets: $225M
SEC number: 801-69033
CRD: 144878
Filings on the tape: 4
First filed: Dec 16, 2011
Latest filed: Feb 20, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DBL EQUITY FUND - BAEF II LP	Venture Capital Fund	$229M	Mar 27, 2024	40	Mar 30, 2012	reported	021-127708
BAY AREA EQUITY FUND I LP	Venture Capital Fund	$0	Mar 27, 2024	33	Mar 30, 2012	reported	021-53007

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PFUND, NANCY, ELLEN	MANAGING PARTNER	C	yes	01/2008	Dec 16, 2011	Feb 20, 2014
RINGO, CYNTHIA, JEANNE	MANAGING PARTNER	C	yes	04/2008	Dec 16, 2011	Feb 20, 2014
WONG, CAROL, KATIGBAK	CHIEF COMPLIANCE OFFICER	Na	yes	01/2008	Dec 16, 2011	Feb 20, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BAY AREA EQUITY FUND MANAGERS I LLC	n/a	n/a	n/a	N	yes	n/a
DBL EQUITY FUND MANAGERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Feb 20, 2014	$340M	$340M	8	6	n/a	2	$340M
2012	Mar 26, 2013	$225M	$225M	9	0	n/a	2	$150M
2011	Mar 30, 2012	$225M	$225M	n/a	n/a	n/a	2	$226M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$340M	$225M	51.2%	n/a	n/a	8	9	n/a	n/a

Relationships

Advises (2)

→ BAY AREA EQUITY FUND I LPPrivate fundVenture Capital Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ DBL EQUITY FUND - BAEF II LPPrivate fundVenture Capital Fund, ERA
Mar 30, 2012 to presentfactForm ADV

Controls (3)

← PFUND, NANCY, ELLENOwnerMANAGING PARTNER, ownership code C, individual
Dec 16, 2011 to presentfactForm ADV
← WONG, CAROL, KATIGBAKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 16, 2011 to presentfactForm ADV
← RINGO, CYNTHIA, JEANNEOwnerMANAGING PARTNER, ownership code C, individual
Dec 16, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10c42a31-dce6-72b0-ab53-00d8b434b976
First observed: Dec 16, 2011
Last observed: Feb 20, 2014 153 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DBL INVESTORS, LLC

CRD 144878

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10c42a31-dce6-72b0-ab53-00d8b434b976

Data as of Feb 20, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DBL EQUITY FUND - BAEF II LP

Venture Capital Fund

$229M

Mar 27, 2024

Mar 30, 2012

reported

021-127708

BAY AREA EQUITY FUND I LP

Venture Capital Fund

Mar 27, 2024

Mar 30, 2012

reported

021-53007

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PFUND, NANCY, ELLEN

MANAGING PARTNER

yes

01/2008

Dec 16, 2011

Feb 20, 2014

RINGO, CYNTHIA, JEANNE

MANAGING PARTNER

yes

04/2008

Dec 16, 2011

Feb 20, 2014

WONG, CAROL, KATIGBAK

CHIEF COMPLIANCE OFFICER

yes

01/2008

Dec 16, 2011

Feb 20, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BAY AREA EQUITY FUND MANAGERS I LLC

n/a

yes

n/a

DBL EQUITY FUND MANAGERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Feb 20, 2014

$340M

n/a

$340M

2012

Mar 26, 2013

$225M

n/a

$150M

2011

Mar 30, 2012

$225M

n/a

$226M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$340M

$225M

51.2%

n/a