DFX Intelligence

V•••• A•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

V•••• A•••• M••••••••• L•

CRD 160953

TAMPA, FL

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Search this name across graphsid dfx:ria:10cf5085-2778-4a62-3ae7-758482bed2a3

Data as of Mar 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2012 to Mar 28, 2013
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.5B••• Locked
Discretionary RAUM: $9.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V•••• O••••••• F•••• L•••	Hedge Fund	$5.7B	Mar 28, 2013	139	Feb 14, 2012	reported	021-128568
V•••• F•••• L•••	Hedge Fund	$3.7B	Mar 28, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• G•••••• J••••	MANAGING MEMBER AND PRESIDENT	Na	yes	03/2012	Apr 12, 2012	Mar 28, 2013
G•••••• M••••••• S•	MANAGING MEMBER	B	yes	09/1996	Feb 14, 2012	Mar 28, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V•• P•••••••• L•••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	n/a	no
Boston	Ma	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	$9.5B	$9.5B	44	25	n/a	3	$9.5B

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$9.5B	n/a	n/a	n/a	n/a	44	n/a	n/a	n/a

Relationships

Advises (12)

→ V•••• O••••••• F•••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ V•••• F•••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ V•••• P•••••••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ M•• O••••••• F•••• L•••Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10cf5085-2778-4a62-3ae7-758482bed2a3
First observed: Feb 14, 2012
Last observed: Mar 28, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.