DFX Intelligence

O•• O••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

O•• O••

O•• O•• HOLDINGS LLC, CRD 334282

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Search this name across graphsid dfx:ria:10d19633-2808-14b9-4516-b2e0470e9d10

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Apr 1, 2026 to Jul 15, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•• O••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.64 fund_share=0.0 institutional_share=0.36 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $110M••• Locked
Discretionary RAUM: $110M
Private client RAUM: $70.1Mderived••• Locked
Private client share: 64%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $27.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• R•••••	n/a	NORTH BETHESDA, MD	0	11	n/a	yes
K••••• A•••• P••••	n/a	NORTH BETHESDA, MD	0	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• A•••• K•••••	MANAGING PARTNER	E	yes	01/2026	Jul 15, 2026	Jul 15, 2026
U•••••• K•••••• H••••	PARTNER AND CHIEF COMPLIANCE OFFICER	B	yes	12/2024	Jul 15, 2026	Jul 15, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026	$110M	$110M	7	3	1	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$110M	n/a	n/a	n/a	n/a	7	n/a	1	n/a

Relationships

Owns (1)

← R•••••• S••••OwnerPARTNER, ownership code NA, individual
Jul 15, 2026 to presentfactForm ADV

Controls (2)

← U•••••• K•••••• H••••OwnerPARTNER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jul 15, 2026 to presentfactForm ADV
← M••••• A•••• K•••••OwnerMANAGING PARTNER, ownership code E, individual
Jul 15, 2026 to presentfactForm ADV

Registered with (4)

← E••••• D•••• K•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10d19633-2808-14b9-4516-b2e0470e9d10
First observed: Apr 1, 2026
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.