This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$2.5BItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.5B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

9

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

6

Custody, client assets

$167M

SEC number

801-113155

CRD

294408

Filings on the tape

17

First filed

Apr 4, 2018

Latest filed

Sep 2, 2026

Organised

Limited Liability Company, DE

Website

p3cm.com

• Occurred

  Apr 29, 2025
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $2.8B, up 120% from $1.3B (2024-11-22 to 2025-04-29)

  Form ADVobserved 6 days ago
  $1.5B
• Occurred

  Mar 21, 2024
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $1.3B, up 26% from $1.0B (2023-03-23 to 2024-03-21)

  Form ADVobserved 6 days ago
  $267M
• Occurred

  Mar 23, 2023
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $1.0B, down 39% from $1.6B (2022-03-14 to 2023-03-23)

  Form ADVobserved 6 days ago
  $-638M
• Occurred

  Mar 14, 2022
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $1.6B, up 62% from $1.0B (2021-10-06 to 2022-03-14)

  Form ADVobserved 6 days ago
  $632M
• Occurred

  Mar 25, 2021
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $1.0B, down 52% from $2.1B (2020-03-27 to 2021-03-25)

  Form ADVobserved 6 days ago
  $-1.1B
• Occurred

  Mar 27, 2020
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $2.1B, up 135% from $900.2M (2019-10-14 to 2020-03-27)

  Form ADVobserved 6 days ago
  $1.2B
• Occurred

  Jul 11, 2019
  Control person joined

  Eric Matthew White (Chief Financial Officer / Chief Compliance Officer) appeared on Schedule A of Phase 3 Capital Management Llc

  Form ADVobserved 6 days ago
• Occurred

  Mar 28, 2019
  Regulatory AUM changed

  Phase 3 Capital Management Llc reported RAUM $900.2M, up 657% from $118.9M (2018-07-09 to 2019-03-28)

  Form ADVobserved 6 days ago
  $781M
• Occurred

  Apr 4, 2018
  First Form ADV filing

  Phase 3 Capital Management Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:10d8d39e-82fd-9b06-7d96-3daa24f5cd3c

First observed

Apr 4, 2018

Last observed

Sep 2, 2026 19 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.