DFX Intelligence

T••••• P•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T••••• P•••• P••••••

Advisor at S••••• T•••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:10e0f810-30e4-7152-a318-97e601bd5fa8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 5, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• T•••• A•••••••• L••	Independent wealth	Jul 27, 2015	n/a	yes	INCLINE VILLAGE, NV\|SAN FRANCISCO, CA\|NEW YORK, NY	Current employment
B••••••• C•••••• I•••	Former SEC adviser	May 5, 2009	Aug 8, 2015	no	SAN FRANCISCO, CA\|MENLO PARK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	S••••• T•••• A•••••••• L••	Aug 8, 2015	Jul 27, 2015	-12	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:220519:CA:2015-08-08	Aug 8, 2015	Jul 27, 2015	MENLO PARK, CA	Firm change

Relationships

Registered with (2)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Jul 27, 2015 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
May 5, 2009 to Aug 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10e0f810-30e4-7152-a318-97e601bd5fa8
First observed: May 5, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.