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V•••••• A•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

V•••••• A•••••• M••••••

Advisor at A••••••• C•••••• M••••••••• L••

RIDGEWOOD, NJ | Rockville Centre, NY

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Search this name across graphsid dfx:ria:10e15371-5db1-6833-1e8f-498e77732ef8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• M••••••••• L••	Independent wealth	Jun 7, 2021	n/a	yes	Rockville Centre, NY\|RIDGEWOOD, NJ	Current employment
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Jan 14, 2016	Jun 11, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• P•••••• C••••• W••••• L••	A••••••• C•••••• M••••••••• L••	Jun 11, 2021	Jun 7, 2021	-4	Firm change	Ibd to RIA
A••••••••• L•••	T• P•••••• C••••• W••••• L••	Dec 15, 2015

Relationships

Registered with (3)

→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 7, 2021 to presentfactForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserregistration: previous registration
Jan 14, 2016 to Jun 11, 2021factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Oct 8, 2013 to Dec 15, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10e15371-5db1-6833-1e8f-498e77732ef8
First observed: Oct 8, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.