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N••• M•••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

N••• M•••• I•••••••••

CRD 316896

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Search this name across graphsid dfx:ria:10e1b5f2-3cbf-5c33-d216-f923a66f4cb7

Data as of Apr 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2021 to Apr 11, 2023
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28,844••• Locked
Discretionary RAUM: $0
Private client RAUM: $28,844derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• L•••• J•••••	MANAGING PARTNER	C	yes	01/2021	Sep 28, 2021	Apr 11, 2023
L•••• J•••••• N••	MANAGING PARTNER	C	yes	01/2021	Sep 28, 2021	Apr 11, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••• M••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Feb 21, 2023	$28,844	$0	6	1	0	n/a	n/a
2021	Mar 21, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$28,844	n/a	n/a	n/a	n/a	6	7	0	0

Relationships

Controls (3)

← S••••••••• S•••••••• C••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2022 to presentfactForm ADV
← B•••••• L•••• J•••••OwnerMANAGING PARTNER, ownership code C, individual
Sep 28, 2021 to presentfactForm ADV
← L•••• J•••••• N••OwnerMANAGING PARTNER, ownership code C, individual
Sep 28, 2021 to presentfactForm ADV

Registered with (1)

← S••••••• C•••••• S•••••••••Advisor

Dated events

Occurred
Sep 28, 2021
First Form ADV filing
N••• M•••• I••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10e1b5f2-3cbf-5c33-d216-f923a66f4cb7
First observed: Sep 28, 2021
Last observed: Apr 11, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.