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Advisor at B. RILEY WEALTH ADVISORS, INC.
Feeding Hills, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Apr 22, 2021 | n/a | yes | Feeding Hills, MA | Current employment |
| WINSLOW, EVANS & CROCKER, INC. | Former SEC adviser | Aug 2, 2012 | Apr 13, 2021 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 26, 2006 | Oct 18, 2011 | no | SPRINGFIELD, MA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 18, 2002 | Apr 26, 2006 | no | SPRINGFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINSLOW, EVANS & CROCKER, INC. | B. RILEY WEALTH ADVISORS, INC. | Apr 13, 2021 | Apr 22, 2021 | 9 | Firm change | RIA to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | WINSLOW, EVANS & CROCKER, INC. | Oct 18, 2011 | Aug 2, 2012 | 289 | Firm change | Other |
| MORGAN STANLEY DW INC. | RAYMOND JAMES & ASSOCIATES, INC. | Apr 26, 2006 | Apr 26, 2006 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29686:115927:MA:2021-04-09 | Apr 13, 2021 | Apr 22, 2021 | BOSTON, MA | Firm change |