DFX Intelligence

C•••••••• L••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C•••••••• L••••• J••••••

Advisor at C••••••

Shaker Heights, OH

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Search this name across graphsid dfx:ria:10ee0e6c-3ac0-5cd7-f48d-2a120c5c8381

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jul 16, 2024	n/a	yes	Shaker Heights, OH	Current employment
N•• P••••••• L••	Former SEC adviser	Jun 27, 2018	Sep 17, 2024	no	SHAKER HEIGHTS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• P••••••• L••	C••••••	Sep 17, 2024	Jul 16, 2024	-63	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
110039:319448:OH:2024-09-17	Sep 17, 2024	Jul 16, 2024	SHAKER HEIGHTS, OH	Firm change after gap

Relationships

Registered with (2)

→ C••••••Registered adviserregistration: current employment
Jul 16, 2024 to presentfactForm ADV
→ N•• P••••••• L••Registered adviserregistration: previous registration
Jun 27, 2018 to Sep 17, 2024factForm ADV

Dated events

Occurred
Sep 17, 2024
Advisor changed firm
C•••••••• L••••• J•••••• left N•• P••••••• L•• for Corient (registered 2024-07-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10ee0e6c-3ac0-5cd7-f48d-2a120c5c8381
First observed: May 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.