DFX Intelligence

R••••• B•••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

R••••• B•••• E•••••

Advisor at I••••••••• A•••••• A•••••••• L••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:10eefda1-99ea-bee6-6534-c5c3a0a2d0ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Oct 13, 2014	n/a	yes	BOCA RATON, FL	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Nov 12, 2009	Oct 21, 2013	no	DELRAY BEACH, FL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	I••••••••• A•••••• A•••••••• L••	Oct 21, 2013	Oct 13, 2014	357	Firm change	Other
M••••• S•••••• C•••••••••	I••••••••• F•••••••• P•••••••	Sep 18, 2009	Nov 12, 2009

Relationships

Registered with (5)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Oct 13, 2014 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 12, 2009 to Oct 21, 2013factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Apr 2, 2008 to Sep 18, 2009factForm ADV
→ W•••• F•••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10eefda1-99ea-bee6-6534-c5c3a0a2d0ae
First observed: Dec 24, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.