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Advisor at RBC CAPITAL MARKETS, LLC
Chesterfield, MO | St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 5, 2025 | n/a | yes | St. Louis, MO|Chesterfield, MO | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Mar 29, 2005 | Dec 10, 2025 | no | BRIDGETON, MO|SAINT LOUIS, MO|MARYLAND HEIGHTS, MO|Creve Coeur, MO|SAINT LOUIS, MO|Bridgeton, MO|ST. LOUIS, MO|BRIDGETON, MO|Ladue, MO|Crestwood, MO|Chesterfield, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | RBC CAPITAL MARKETS, LLC | Dec 10, 2025 | Dec 5, 2025 | -5 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17868:31194:MO:2025-12-10 | Dec 10, 2025 | Dec 5, 2025 | CHESTERFIELD, MO | Firm change |