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O•••• J••• H•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

O•••• J••• H•

Advisor at J••• M••••• S••••••••• L••

CLAREMONT, CA | RANCHO CUCAMONGA, CA

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Search this name across graphsid dfx:ria:10ff1fa0-1ade-68d7-268b-4e201e4cff67

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jan 14, 2021	n/a	yes	CLAREMONT, CA\|RANCHO CUCAMONGA, CA	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Oct 25, 2019	Jan 18, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	J••• M••••• S••••••••• L••	Jan 18, 2021	Jan 14, 2021	-4	Firm change	Ibd to wirehouse
1•• G••••• A••••••• I••	A•••••• A••••••• S•••••••	Oct 25, 2019

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jan 14, 2021 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 25, 2019 to Jan 18, 2021factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Mar 26, 2014 to Oct 25, 2019factForm ADV
→ H••••• W••••• M••••••••• G••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10ff1fa0-1ade-68d7-268b-4e201e4cff67
First observed: Oct 10, 2011
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.