DFX Intelligence

T••• P•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)31 years in industry

T••• P•••••• M••••••••

Advisor at A••••••• W•••••• L••

SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:1102c01d-2643-2ce9-95d7-0d34b0f3575d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 2, 2022	n/a	yes	SOUTH JORDAN, UT	Current employment
A••••••• W•••••• L••	Independent wealth	Jan 4, 2011	n/a	yes	SOUTH JORDAN, UT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• H••• A••••••• S••••••• I•••	A••••••• W•••••• L••	Dec 31, 2010	Jan 4, 2011	4	Firm change	Other

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Sep 2, 2022 to presentfactForm ADV
→ A••••••• W•••••• L••Registered adviserregistration: current employment
Jan 4, 2011 to presentfactForm ADV
→ S•••• H••• A••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2002 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1102c01d-2643-2ce9-95d7-0d34b0f3575d
First observed: Aug 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.