DFX Intelligence

M•••••• V•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M•••••• V•••••• H•••

Advisor at I••••••• W••••• A••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1112950b-2864-5d83-bbf8-5acf8b654176

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 24, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• W••••• A••••••• L••	Independent wealth	Mar 25, 2026	n/a	yes	MELVILLE, NY	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jul 27, 2023	n/a	yes	Melville, NY\|Summerville, SC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	C••••••••• F•••••••• N••••••	Aug 11, 2023	Jul 27, 2023	-15	Firm change	Ibd to ibd
E•• F•••••••• A•••••••	P•••••••• S••••••••• I•••	Aug 24, 2022	Aug 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:8032:NY:2023-08-04	Aug 11, 2023	Jul 27, 2023	MELVILLE, NY	Firm change
265:1137:NY:2022-08-24	Aug 24, 2022	Aug 25, 2022	JERICHO, NY	Firm change

Relationships

Registered with (5)

→ I••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jul 27, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2022 to Aug 11, 2023factForm ADV
→ E•• F•••••••• A•••••••

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1112950b-2864-5d83-bbf8-5acf8b654176
First observed: Oct 24, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.