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Advisor at SILVER OAK SECURITIES, INC.
Knoxville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | May 11, 2021 | n/a | yes | Knoxville, TN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 18, 2020 | Dec 31, 2020 | no | LA VISTA, NE | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Apr 1, 2013 | Sep 18, 2020 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | SILVER OAK SECURITIES, INC. | Dec 31, 2020 | May 11, 2021 | 131 | Firm change | Ibd to ibd |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 18, 2020 | Sep 18, 2020 | 0 | Bulk transfer | Ibd to ibd |