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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY | GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 17, 2010 | n/a | yes | NEW YORK, NY|GREENWICH, CT | Current employment |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Jan 21, 2009 | Mar 12, 2010 | no | NEW YORK, NY | Previous registration |
| LEHMAN BROTHERS INC. | n/a | Feb 14, 2008 | Oct 15, 2008 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | WELLS FARGO ADVISORS | Mar 12, 2010 | Jun 17, 2010 | 97 | Firm change | Other |
| LEHMAN BROTHERS INC. | BARCLAYS CAPITAL INC. | Oct 15, 2008 | Jan 21, 2009 | 98 | Bulk transfer | Other |