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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

DOUGLAS MICHAEL SIMMS

Advisor at HUNTLEIGH ADVISORS, INC.

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:111b5627-d461-963b-aee0-e06143cc79f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTLEIGH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 9, 2008
First registration: Feb 25, 2008
Dual registered: yes, broker-dealer
Other names: DOUGLAS SIMMS|DOUGLAS M SIMMS
IAPD individual key: 5461794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTLEIGH ADVISORS, INC.	Bd affiliated wealth	Jan 8, 2021	n/a	yes	ST. LOUIS, MO\|ST. LOUIS, MO	Current employment
DATATEX INVESTMENT SERVICES INC	Former SEC adviser	Oct 24, 2017	Mar 28, 2023	no	ST. LOUIS, MO\|Clayton, MO\|CLAYTON, MO	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 30, 2014	Oct 25, 2017	no	ELLISVILLE, MO\|ST. LOUIS, MO\|SAINT LOUIS, MO\|SAINT LOUIS, MO\|SAINT PETERS, MO\|SAINT LOUIS, MO\|ST. LOUIS, MO	Previous registration
DATATEX INVESTMENT SERVICES INC	Former SEC adviser	Sep 1, 2011	Jan 28, 2014	no	CLAYTON, MO	Previous registration
CUTTINGEDGE ADVISORS	Former SEC adviser	Oct 4, 2010	Feb 15, 2012	no	EUREKA, MO	Previous registration
EDWARD JONES	National bd RIA	Feb 25, 2008	Jun 3, 2009	no	Collinsville, IL\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DATATEX INVESTMENT SERVICES INC	HUNTLEIGH ADVISORS, INC.	Mar 28, 2023	Jan 8, 2021	-809	Firm change after gap	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	DATATEX INVESTMENT SERVICES INC	Oct 25, 2017	Oct 24, 2017	-1	Firm change	Other
DATATEX INVESTMENT SERVICES INC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jan 28, 2014	Jan 30, 2014	2	Firm change	Other
CUTTINGEDGE ADVISORS	DATATEX INVESTMENT SERVICES INC	Feb 15, 2012	Sep 1, 2011	-167	Firm change after gap	Other
EDWARD JONES	CUTTINGEDGE ADVISORS	Jun 3, 2009	Oct 4, 2010	488	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105440:113412:MO:2023-03-28	Mar 28, 2023	Jan 8, 2021	CLAYTON, MO	Firm change after gap

Relationships

Registered with (5)

→ HUNTLEIGH ADVISORS, INC.Registered adviserregistration: current employment
Jan 8, 2021 to presentfactForm ADV
→ DATATEX INVESTMENT SERVICES INCRegistered adviserregistration: previous registration
Oct 24, 2017 to Mar 28, 2023factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 30, 2014 to Oct 25, 2017factForm ADV
→ CUTTINGEDGE ADVISORSRegistered adviserregistration: previous registration
Oct 4, 2010 to Feb 15, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 25, 2008 to Jun 3, 2009factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
Douglas Michael Simms left Datatex Investment Services Inc for Huntleigh Advisors, Inc. (registered 2021-01-08)
Form ADVobserved 4 days ago