DFX Intelligence

C••• C••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

C••• C••••• A•••••••• L••

CRD 203513

TROY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jan 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Jan 4, 2022 to Jan 19, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $160M••• Locked
Discretionary RAUM: $160M
Private client RAUM: $160Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $22.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••• E••••• E•••••	n/a	TROY, MI \| Colorado Springs, CO	11	13	1	no
D•••• J••• H•••••	n/a	TROY, MI	7	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••• F••••• E•••••	Member	A	yes	04/2015	Jan 4, 2022	Dec 2, 2024
H•••••• D••••• J•	Member	C	yes	12/2018	Jan 4, 2022	Dec 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• C••••• F••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
COLORADO SPRINGS	Co	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 19, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$160M	$132M	21.0%	$109M	13.7%	7	6	2	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C•••••• A•••••••	3	Dec 4, 2018	Dec 8, 2018	SOUTHFIELD, MI	Team lift out	Ibd to RIA	4.1%

Relationships

Registered with (11)

← J••••• M•••••• P••••Advisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← S••••• J•••• A••••••••Advisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← D•••• J• H•••••Advisorregistration: current employment
Jun 28, 2022 to presentfactForm ADV
← T••••• H••••• C••

Dated events

Order

Occurred
3 Nov 2023
Control person left
••• Locked
Form ADV
Occurred
30 Jun 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
11 Oct 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
8 Jul 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
4 Jan 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 4, 2022
Last observed: Jan 19, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.