DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CORECAP ADVISORS, LLC, CRD 158819
SOUTHFIELD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DON EUGENE ASH | n/a | ROME, GA | 14 | 31 | 3 | no |
| James J Speir | n/a | SOUTHFIELD, MI | Northville, MI | 14 | 24 | n/a | no |
| PETER TIMOTHY FRAWLEY | n/a | Lake Orion, MI | OXFORD, MI | SOUTHFIELD, MI | 14 | 21 | 2 | yes |
| RAYMOND MAX PETT | n/a | SOUTHFIELD, MI | 14 | 33 | 1 | yes |
| Kurt Taylor Fillmore | n/a | Franklin, MI | SOUTHFIELD, MI | 13 | 24 | n/a | no |
| JOSHUA DANIEL ALPERT | n/a | SOUTHFIELD, MI | Troy, MI | 13 | 19 | n/a | no |
| RONALD MICHAEL GUEVARRA | n/a | SOUTHFIELD, MI | WASHINGTON TWP, MI | 13 | 28 | 1 | yes |
| BRETT LAWRENCE MILLS | n/a | Brighton, MI | SOUTHFIELD, MI | 12 | 20 | 1 | no |
| JEFFREY HARRY KLAUENBERG | n/a | Laurel, MD | SOUTHFIELD, MI | 12 | 43 | 4 | yes |
| OLIVER DAVID LEE | n/a | Lake Orion, MI | SOUTHFIELD, MI | 12 | 24 | 1 | no |
| LAUREN C COOPER | n/a | CENTERBERG, OH | SOUTHFIELD, MI | 11 | 12 | n/a | no |
| JULIAN JOSEPH GUILFOYLE | n/a | CENTERBERG, OH | SOUTHFIELD, MI | 11 | 26 | n/a | yes |
| COLBY TODD WIGHT | n/a | SOUTHFIELD, MI | OREM, UT | 11 | 32 | 3 | no |
| LISA JO BAMBURG | n/a | JACKSONVILLE, AR | SOUTHFIELD, MI | 11 | 15 | n/a | no |
| ROBERT ALAN ROMAIN | n/a | Lake Orion, MI | SOUTHFIELD, MI | 11 | 15 | n/a | yes |
| PAUL MICHAEL COSTA | n/a | SAGINAW, MI | 11 | 42 | 2 | yes |
| PATRICK M SIMASKO | n/a | SOUTHFIELD, MI | Mount Clemens, MI | 10 | 36 | n/a | no |
| Hagen Michael Pruemm | n/a | SOUTHFIELD, MI | Hoffman Estates, IL | 10 | 16 | n/a | no |
| AARON EDMOND WOOSTER | n/a | SOUTHFIELD, MI | Brighton, MI | 10 | 15 | 1 | no |
| DANIEL J MILAN | n/a | Southfield, MI | SOUTHFIELD, MI | 10 | 16 | 1 | yes |
| DAVID WAYNE MUNCIE | n/a | SOUTHFIELD, MI | 10 | 38 | 1 | yes |
| DAVID MICHAEL HOWARD | n/a | SOUTHFIELD, MI | Macomb, MI | 10 | 10 | 1 | yes |
| ROGER P WELSHANS | n/a | Missoula, MT | SOUTHFIELD, MI | 10 | 28 | 2 | yes |
| JAY MARTIN FERRANS | n/a | Commerce Township, MI | SOUTHFIELD, MI | 10 | 17 | 1 | yes |
| STEVEN CRAIG CONNERS | n/a | Scottsdale, AZ | SOUTHFIELD, MI | 10 | 37 | 6 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWN HOLDCO, INC. | MAJORITY OWNER OF M & O CAPITAL, LLC | E | yes | 01/2020 | Mar 26, 2024 | Oct 17, 2024 |
| Brown, Dennis | MAJORITY OWNER OF BROWN HOLDCO, INC. | E | yes | 12/2009 | Nov 16, 2011 | Oct 17, 2024 |
| BROWN, DENNIS, MICHAEL | Director | Na | yes | 02/2014 | Nov 16, 2011 | Oct 17, 2024 |
| CORE CAPITAL HOLDINGS, LLC | Owner | E | yes | 01/2014 | Mar 26, 2021 | Oct 17, 2024 |
| LEE EQUITY PARTNERS FUND III, L.P. | LIMITED PARTNER | D | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| LEE EQUITY PARTNERS FUND III(A), L.P. | LIMITED PARTNER | C | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| LEE EQUITY PARTNERS III GP, LLC | GENERAL PARTNER | F | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| LEP PEQUOD GP, LLC | GENERAL PARTNER | F | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| LEP PEQUOD HOLDINGS, LP | Shareholder | E | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| LEP SIMPLICITY HOLDINGS, L.P. | Shareholder | E | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| M & O CAPITAL, LLC | 100% OWNER OF CORE CAPITAL HOLDINGS, LLC | E | yes | 01/2012 | Mar 26, 2021 | Oct 17, 2024 |
| MUNCIE, DAVID, WAYNE | CHIEF FINANCIAL OFFICER & DIRECTOR | Na | yes | 02/2016 | Mar 11, 2016 | Oct 17, 2024 |
| PEQOUD TOPCO, INC. | Shareholder | E | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| PEQUOD MIDCO, INC. | Shareholder | E | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| PLATFORM PARTNERS CAPITAL, LLC | MINORITY OWNER OF PLATFORM M & O HOLDINGS, LLC | C | yes | 01/2020 | Mar 26, 2024 | Oct 17, 2024 |
| RUMLER, CRAIG, DAVID | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | Na | yes | 05/2020 | Jun 23, 2020 | Oct 17, 2024 |
| SIMPLICITY FINANCIAL MARKETING GROUP HOLDINGS, INC. | Shareholder | E | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC. | Member | E | yes | 01/2024 | Mar 26, 2024 | Oct 17, 2024 |
| STEENO, JASON, RAYMOND | President | Na | yes | 03/2020 | Mar 26, 2020 | Oct 17, 2024 |
| PLATFORM M & O HOLDINGS, LLC | MINORITY OWNER OF M & O CAPITAL, LLC | C | no | 01/2020 | Mar 26, 2021 | Oct 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CORECAP INVESTMENTS, LLC | n/a | n/a | n/a | N | yes | n/a |
| M&O MARKETING, LLC | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Southfield | Mi | United States | 10 | yes |
| Centerburg | Oh | United States | 7 | yes |
| Medina | Oh | United States | 6 | no |
| Monroe | Oh | United States | 6 | no |
| Sidney | Oh | United States | 6 | no |
| MT CLEMENS | Mi | United States | 5 | yes |
| Draper | Ut | United States | 5 | no |
| Southfield | Mi | United States | 4 | yes |
| Phoenix | Az | United States | 3 | yes |
| Carmel | In | United States | 3 | yes |
| BLOOMFIELD HILLS | Mi | United States | 3 | yes |
| Orem | Ut | United States | 3 | no |
| Jacksonville | Ar | United States | 2 | no |
| Jonesboro | Ar | United States | 2 | no |
| Middletown | De | United States | 2 | no |
| Greensboro | Ga | United States | 2 | yes |
| HOFFMAN ESTATES | IL | United States | 2 | no |
| Naperville | IL | United States | 2 | no |
| Laurel | Md | United States | 2 | yes |
| LAKE ORION | Mi | United States | 2 | yes |
| Livonia | Mi | United States | 2 | yes |
| Northville | Mi | United States | 2 | no |
| Saginaw | Mi | United States | 2 | yes |
| Troy | Mi | United States | 2 | yes |
| Manalapan | Nj | United States | 2 | no |
| Knoxville | Tn | United States | 2 | yes |
| Knoxville | Tn | United States | 2 | yes |
| Scottsdale | Az | United States | 1 | yes |
| SAN CLEMENTE | CA | United States | 1 | no |
| SAN DIEGO | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $4.0B | $4.0B | 116 | 110 | 40 | n/a | n/a |
| 2024 | Mar 31, 2025 | $3.2B | $3.2B | 111 | 97 | 40 | n/a | n/a |
| 2023 | Mar 26, 2024 | $2.5B | $2.5B | 118 | 111 | 40 | n/a | n/a |
| 2022 | Mar 27, 2023 | $2.0B | $2.0B | 121 | 112 | 40 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.9B | $1.9B | 110 | 109 | 40 | n/a | n/a |
| 2020 | Mar 26, 2021 | $1.4B | $1.4B | 113 | 111 | 40 | n/a | n/a |
| 2019 | Mar 26, 2020 | $1.1B | $1.1B | 114 | 112 | 40 | n/a | n/a |
| 2018 | Mar 28, 2019 | $869M | $869M | 160 | 150 | 32 | n/a | n/a |
| 2017 | Mar 29, 2018 | $700M | $700M | 160 | 150 | 30 | n/a | n/a |
| 2016 | Mar 30, 2017 | $600M | $600M | 90 | 75 | n/a | n/a | n/a |
| 2015 | Mar 11, 2016 | $400M | $400M | 90 | 60 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $210M | $210M | 80 | 45 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $43.5M | $20.0M | 4 | 1 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $4.1M | $4.1M | 5 | 1 | n/a | n/a | n/a |
| 2011 | Mar 16, 2012 | $0 | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 7 | 1 | 5.9% | 2 | 1 | 0 | 22 | 31 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.0B | $3.2B | 25.9% | $2.0B | 26.8% | 116 | 111 | 40 | 40 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STIVERS WEALTH MANAGEMENT | 2 | May 23, 2025 | May 20, 2025 | KNOXVILLE, TN | Team lift out | Ibd to state RIA | 1.9% |
| SL2 INVESTMENTS LLC | 2 | Mar 12, 2025 | Mar 7, 2025 | SOUTHFIELD, MI | Team lift out | Other | 1.9% |
| IFG ADVISORY, LLC | 2 | Sep 1, 2021 | Sep 2, 2021 | BUFORD, GA | Team lift out | Ibd to RIA | 2.1% |
| EXODUS WEALTH, LLC | 2 | Feb 1, 2021 | Feb 3, 2021 | SOUTHFIELD, MI | Team lift out | Ibd to RIA | 2.2% |
| CITY CENTER ADVISORS, LLC | 3 | Dec 4, 2018 | Dec 8, 2018 | SOUTHFIELD, MI | Team lift out | Ibd to RIA | 4.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FINANCIAL STRATEGIES GROUP, INC | 3 | Aug 16, 2022 | Jan 26, 2023 | OKEMOS, MI | Team lift out | RIA to ibd | 37.5% |
| AMERITAS ADVISORY SERVICES | 5 | Nov 4, 2019 | Dec 5, 2019 | GREENSBORO, GA | Team lift out | Ibd to ibd | 4.5% |
| INVESTMENT NETWORK, INC. | 2 | Dec 1, 2017 | Dec 1, 2017 | N CANTON, OH | Team lift out | Other | 40.0% |
| ALPHASTAR CAPITAL MANAGEMENT | 2 | Sep 7, 2016 | Sep 21, 2016 | CORNELIUS, NC | Team lift out | Other | 5.3% |
| EQUITABLE ADVISORS, LLC | 2 | Feb 12, 2016 | Feb 10, 2016 | TROY, MI | Team lift out | Other | 0.1% |