DFX Intelligence

M••• D••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)16 years in industry

M••• D••••• T••••••

Advisor at R•• C•••••• M••••••• L••

GREEN BAY, WI | Green Bay, WI

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Search this name across graphsid dfx:ria:1133bed9-31a8-1832-bafc-5687931f0638

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	May 20, 2026	n/a	yes	Green Bay, WI\|GREEN BAY, WI	Current employment
K•••••• A•••• M••••••••• L••	Other adviser	Jan 19, 2010	May 21, 2026	no	GREEN BAY, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• A•••• M••••••••• L••	R•• C•••••• M••••••• L••	May 21, 2026	May 20, 2026	-1	Firm change	Other

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ K•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 19, 2010 to May 21, 2026factForm ADV

Dated events

Occurred
May 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1133bed9-31a8-1832-bafc-5687931f0638
First observed: Jan 19, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.