DFX Intelligence

M•••••• S••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M•••••• S••••• G•••••••

Advisor at E•••••••• C•••••• M••••••••• L••

HENRICO, VA

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Search this name across graphsid dfx:ria:1133f506-d270-22cc-807a-145c755a62c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 27, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• C•••••• M••••••••• L••	State registered	Aug 15, 2008	n/a	yes	HENRICO, VA	Current employment
R•••••• A•••• M••••••••• L••	Independent wealth	Apr 6, 2006	Aug 15, 2008	no	RICHMOND, VA\|WILLIAMSBURG, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• A•••• M••••••••• L••	E•••••••• C•••••• M••••••••• L••	Aug 15, 2008	Aug 15, 2008	0	Firm change	Other
W•••• F•••• A•••••••	R•••••• A•••• M••••••••• L••	Aug 16, 2005	Apr 6, 2006

Relationships

Registered with (4)

→ E•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 15, 2008 to presentfactForm ADV
→ R•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 6, 2006 to Aug 15, 2008factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 2, 2004 to Aug 16, 2005factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1133f506-d270-22cc-807a-145c755a62c2
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.