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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

DONNA IRENE CROCKER

Advisor at GOOD HARBOR ADVISORS, INC.

GLOUCESTER, MA

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Search this name across graphsid dfx:ria:113bc105-d25f-2ece-d77a-c327928c7836

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOOD HARBOR ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S65|S63
First exam: May 21, 1986
First registration: Apr 15, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1496443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 28, 2025	n/a	yes	GLOUCESTER, MA	Current employment
GOOD HARBOR ADVISORS, INC.	Independent wealth	Apr 23, 2007	n/a	yes	GLOUCESTER, MA	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Mar 29, 2018	Mar 12, 2025	no	GLOUCESTER, MA\|BEDMINSTER, NJ\|GLOUCESTER, MA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Apr 2, 2007	Dec 31, 2008	no	HOUSTON, TX\|GLOUCESTER, MA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 15, 2004	May 24, 2007	no	WAKEFIELD, MA\|WESTBOROUGH, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 12, 2025	Jul 28, 2025	138	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	GOOD HARBOR ADVISORS, INC.	Dec 31, 2008	Apr 23, 2007	-618	Firm change after gap	Other
OSAIC WEALTH, INC.	NEXT FINANCIAL GROUP, INC.	May 24, 2007	Apr 2, 2007	-52	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ GOOD HARBOR ADVISORS, INC.Registered adviserregistration: current employment
Apr 23, 2007 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 29, 2018 to Mar 12, 2025factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 2, 2007 to Dec 31, 2008factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Apr 15, 2004 to May 24, 2007factForm ADV

Dated events

No dated event names this entity yet.