This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.0BItem 5.F on the latest filing (2020-10-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.0B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

Private funds

1Schedule D 7.B(1)

Private fund GAV

$1.0Bgross asset value as reported per fund; never fund size

SEC number

801-119856

CRD

311527

Filings on the tape

1

First filed

Oct 26, 2020

Latest filed

Oct 26, 2020

Organised

Corporation, New York

• Occurred

  Oct 26, 2020
  First Form ADV filing

  Top Knot, Inc. Usa filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:113d65ee-e05a-91cf-b2d9-f525d884b163

First observed

Oct 26, 2020

Last observed

Oct 26, 2020 71 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.