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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

JON PATRICK TOPOLSKI

Advisor at CETERA INVESTMENT ADVISERS LLC

BROKEN ARROW, OK

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Search this name across graphsid dfx:ria:11508ef2-35b6-5f91-b8aa-ce0f92c7c8a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 9, 2005
First registration: Dec 12, 2005
Dual registered: yes, broker-dealer
Other names: JON TOPOLSKI
IAPD individual key: 5037466

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	n/a	yes	BROKEN ARROW, OK	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 12, 2020	no	DRIPPING SPRINGS, TX\|BROKEN ARROW, OK\|Dallas, TX\|FRISCO, TX\|Broken Arrow, OK\|Little Rock, AR	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jul 7, 2009	Jul 2, 2012	no	BROKEN ARROW, OK\|DRIPPING SPRINGS, TX\|BLAINE, MN\|DRIPPING SPRINGS, TX\|SAN DIEGO, CA\|FRISCO, TX\|Plano, TX\|DALLAS, TX\|LITTLE ROCK, AR	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 12, 2005	May 13, 2009	no	THE WOODLANDS, TX\|THE WOODLANDS, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	FIRST ALLIED SECURITIES, INC.	May 13, 2009	Jul 7, 2009	55	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Jul 7, 2009 to Jul 2, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 12, 2005 to May 13, 2009factForm ADV

Dated events

No dated event names this entity yet.