DFX Intelligence

J•••• L••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J•••• L••• A•••••

Advisor at A•••••••• P•••••••• L••

Beverly Hills, CA | HOUSTON, TX

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Search this name across graphsid dfx:ria:115b80ce-5150-6fb8-d4a0-33076265f167

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• P•••••••• L••	Independent wealth	Mar 10, 2026	n/a	yes	HOUSTON, TX\|Beverly Hills, CA	Current employment
L• • S• A•••••••• I••	Independent wealth	Nov 22, 2019	Mar 5, 2026	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L• • S• A•••••••• I••	A•••••••• P•••••••• L••	Mar 5, 2026	Mar 10, 2026	5	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
140923:301354:CA:2026-03-05	Mar 5, 2026	Mar 10, 2026	LOS ANGELES, CA	Firm change

Relationships

Registered with (2)

→ A•••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV
→ L• • S• A•••••••• I••Registered adviserregistration: previous registration
Nov 22, 2019 to Mar 5, 2026factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:115b80ce-5150-6fb8-d4a0-33076265f167
First observed: Nov 22, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.