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Advisor at EDWARD JONES
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 12, 2019 | n/a | yes | ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 13, 2012 | Jul 1, 2019 | no | ST. LOUIS, MO | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jan 7, 2011 | Oct 23, 2012 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | EDWARD JONES | Jul 1, 2019 | Jul 12, 2019 | 11 | Firm change | Wirehouse to ibd |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | WELLS FARGO ADVISORS | Oct 23, 2012 | Nov 13, 2012 | 21 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:250:MO:2019-07-01 | Jul 1, 2019 | Jul 12, 2019 | ST LOUIS, MO | Firm change |