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P•••• P• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

P•••• P• L••

P•••• P• LIMITED LIABILITY PARTNERSHIP, CRD 160513

LONDON

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Search this name across graphsid dfx:ria:115e32ed-6e4b-1285-7fa2-f68f93de6ae3

Data as of Feb 9, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Feb 9, 2012 to Feb 9, 2012
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••• P• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $60.0MItem 5.F on the latest filing (2012-02-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $60.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• C••••••••• J••• M••	Partner	C	yes	07/2009	Feb 9, 2012	Feb 9, 2012
A••••• G•••••• A•••••	Partner	B	no	07/2009	Feb 9, 2012

Relationships

Controls (1)

← C••••• C••••••••• J••• M••OwnerPARTNER, ownership code C, individual
Feb 9, 2012 to presentfactForm ADV

Owns (4)

← K••••••••• P••••• J•••OwnerPARTNER, ownership code B, individual
Feb 9, 2012 to presentfactForm ADV
← T•••••••• C••••••• N••• S••••••OwnerPARTNER, ownership code B, individual
Feb 9, 2012 to presentfactForm ADV
← A••••• G•••••• A•••••OwnerPARTNER, ownership code B, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:115e32ed-6e4b-1285-7fa2-f68f93de6ae3
First observed: Feb 9, 2012
Last observed: Feb 9, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.