DFX Intelligence

P••••••••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

P••••••••• F••••••••• L••

CRD 119681

COLUMBUS, OH

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Search this name across graphsid dfx:ria:1164973c-6b36-7337-61de-91e9e48b887b

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 1, 2026 to May 1, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Individual clients: 97
High net worth clients: 12
Custody, client assets: $0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• M•••••• D••••	Certified Financial Planner	COLUMBUS, OH	18	18	1	no
M••• C• B••••	n/a	COLUMBUS, OH	7	17

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N••••••••• L••	3	Jan 2, 2019	Feb 4, 2019	COLUMBUS, OH	Firm absorbed	Other	75.0%

Relationships

Registered with (5)

← M••• C• B••••Advisorregistration: current employment
Feb 25, 2019 to presentfactForm ADV
← J•••• M•••••• D••••Advisorregistration: current employment
May 16, 2008 to presentfactForm ADV
← K•••••• E•••••••• M•••••••••Advisorregistration: previous registration
Nov 17, 2014 to Jan 2, 2019factForm ADV
← C••••••• E•••••••• F•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1164973c-6b36-7337-61de-91e9e48b887b
First observed: May 1, 2026
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.