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CRD 151191
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| W•••••• C•••••• W••••• | n/a | SALT LAKE CITY, UT | 11 | 19 | n/a | no |
| J•••• A•••• S•••• | n/a | SALT LAKE CITY, UT | 11 | 29 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M• P•••••••• L• | Hedge Fund | $612M | Aug 26, 2024 | 74 | Mar 27, 2012 | reported | 021-244387 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••• J••••• A•••• | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | D | yes | 06/2009 | Mar 27, 2012 | Aug 26, 2024 |
| W•••••• W••••••• C•••••• | MANAGING DIRECTOR | D | yes | 06/2009 | Mar 27, 2012 | Aug 26, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M• F••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $778M | $766M | 1.6% | $658M | 5.8% | 6 | 5 | 0 | 0 |
| no |
| Mar 17, 2026 |
| $778M |
| $778M |
| 6 |
| 6 |
| 0 |
| 1 |
| n/a |
| 2024 | Mar 18, 2025 | $766M | $766M | 5 | 5 | 0 | 1 | n/a |
| 2023 | Mar 27, 2024 | $612M | $612M | 5 | 5 | 0 | 1 | $612M |
| 2022 | Mar 29, 2023 | $658M | $658M | 5 | 5 | 0 | 1 | $658M |
| 2021 | Mar 25, 2022 | $595M | $595M | 5 | 5 | 0 | 1 | $595M |
| 2020 | Mar 22, 2021 | $594M | $594M | 5 | 5 | 0 | 1 | $594M |
| 2019 | Mar 30, 2020 | $356M | $356M | 5 | 5 | 0 | 1 | $356M |
| 2018 | Mar 13, 2019 | $344M | $344M | 4 | 4 | 0 | 1 | $344M |
| 2017 | Mar 22, 2018 | $324M | $324M | 4 | 4 | 0 | 1 | $324M |
| 2016 | Mar 27, 2017 | $336M | $336M | 3 | 3 | n/a | 1 | $336M |
| 2015 | Mar 29, 2016 | $170M | $170M | 3 | 3 | n/a | 1 | $170M |
| 2014 | Mar 30, 2015 | $132M | $132M | 3 | 3 | n/a | 1 | $132M |
| 2013 | Mar 25, 2014 | $105M | $105M | 3 | 3 | n/a | 1 | $105M |
| 2012 | Mar 18, 2013 | $181M | $181M | 3 | 3 | n/a | 1 | $181M |
| 2011 | Mar 27, 2012 | $180M | $180M | n/a | n/a | n/a | 1 | $180M |