DFX Intelligence

C••••••••• C••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

C••••••••• C••• O••••••••

Advisor at H•••••••• A•••••••• I•••

ST. LOUIS, MO | St. Louis, MO

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Search this name across graphsid dfx:ria:1171468d-16e7-f5da-104b-a8428eb71a7f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Jul 7, 2006 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C••• O••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• I•••	Bd affiliated wealth	Oct 16, 2023	n/a	yes	ST. LOUIS, MO\|St. Louis, MO	Current employment
D•••••• I••••••••• S••••••• I••	Former SEC adviser	Jul 7, 2006	Mar 28, 2023	no	CLAYTON, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• I••••••••• S••••••• I••	H•••••••• A•••••••• I•••	Mar 28, 2023	Oct 16, 2023	202	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
105440:113412:MO:2023-03-28	Mar 28, 2023	Oct 16, 2023	CLAYTON, MO	Firm change

Relationships

Registered with (2)

→ H•••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ D•••••• I••••••••• S••••••• I••Registered adviserregistration: previous registration
Jul 7, 2006 to Mar 28, 2023factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1171468d-16e7-f5da-104b-a8428eb71a7f
First observed: Jul 7, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.