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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

RONALD LEE WEATHERLY

Advisor at LPL FINANCIAL LLC

SAN ANTONIO, TX | BILOXI, MS | WAVELAND, MS

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Search this name across graphsid dfx:ria:1174a322-fa04-01da-e56d-390b6bc3b270

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 26, 2007
First registration: Mar 6, 2007
Dual registered: yes, broker-dealer
Other names: RONALD L (JR) WEATHERLY|RONALD LEE WEATHERLY
IAPD individual key: 3095024

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	BILOXI, MS\|SAN ANTONIO, TX\|WAVELAND, MS	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 3, 2014	May 18, 2022	no	WAVERLY, IA\|Waveland, MS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 20, 2011	Jan 22, 2014	no	DIAMONDHEAD, MS\|DIAMONDHEAD, MS\|SAN DIEGO, CA	Previous registration
EDWARD JONES	National bd RIA	Mar 6, 2007	Apr 25, 2011	no	DIAMONDHEAD, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
LPL FINANCIAL LLC	CUNA BROKERAGE SERVICES, INC.	Jan 22, 2014	Jun 3, 2014	132	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Apr 25, 2011	Apr 20, 2011	-5	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 20, 2011 to Jan 22, 2014factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 3, 2014 to May 18, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 6, 2007 to Apr 25, 2011factForm ADV

Dated events

No dated event names this entity yet.