DFX Intelligence

B•••••••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

B•••••••• C•••••• M••••••••• I•••

CRD 114173

GRAND RAPIDS, MI

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Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 1
Observed: Dec 16, 2011 to Mar 6, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B•••••••• C•••••• M••••••••• I•••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.81 fund_share=0.19 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $139M••• Locked
Discretionary RAUM: $139M
Private client RAUM: $113Mderived••• Locked
Private client share: 81%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $69.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• R••••• E••••	n/a	GRAND RAPIDS, MI	14	29	1	no
H••••• E••• L••••	Chartered Financial Analyst	GRAND RAPIDS, MI	6	12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• F••••• I••••••••• L••	Other Private Fund	$25.7M	Mar 6, 2026	9	Feb 25, 2020	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• B••••• R•••••	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	08/1996	Dec 16, 2011	Feb 29, 2024
L••••• H•••••• E•••	VICE PRESIDENT-PORTFOLIO MANAGER	D	yes	10/2018	Feb 25, 2020	Feb 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• R••••• E••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$139M	$148M	-6.0%	$137M	0.4%	2	2	0	0

Relationships

Advises (1)

→ R••••• F••••• I••••••••• L••Private fundOther Private Fund, IA
Feb 25, 2020 to presentfactForm ADV

Registered with (2)

← H••••• E••• L••••Advisorregistration: current employment
Mar 6, 2020 to presentfactForm ADV
← B•••• R••••• E••••Advisorregistration: previous registration
Mar 4, 2010 to Dec 31, 2011factForm ADV

Controls (2)

Dated events

Order

Occurred
25 Feb 2020
Control person joined
••• Locked
Form ADV
Occurred
25 Feb 2020
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 16, 2011
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.