DFX Intelligence

A••• M•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

A••• M•••••• M•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:11782adb-31fc-d312-f9cd-b9ab1458c243

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 16, 2023	n/a	yes	MELBOURNE, FL\|PLYMOUTH, MN\|ROCHESTER, NY	Current employment
W••••• M••••••••• G••••	Former SEC adviser	Jan 19, 2017	Dec 11, 2023	no	ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M••••••••• G••••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 11, 2023	Nov 16, 2023	-25	Firm change	RIA to RIA
A••••••• P••••••••• A•••••••• I••	W••••• M••••••••• G••••	Aug 25, 2020	Jan 19, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
112639:116407:NY:2023-12-11	Dec 11, 2023	Nov 16, 2023	ROCHESTER, NY	Firm change
112697:112639:NY:2020-08-25	Aug 25, 2020	Jan 19, 2017	HOLBROOK, NY	Firm change after gap

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ W••••• M••••••••• G••••Registered adviserregistration: previous registration
Jan 19, 2017 to Dec 11, 2023factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 30, 2010 to Aug 25, 2020factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11782adb-31fc-d312-f9cd-b9ab1458c243
First observed: Nov 30, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.