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Advisor at WELLS FARGO ADVISORS
PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | PALO ALTO, CA | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Oct 11, 2005 | Jan 3, 2011 | no | MENLO PARK, CA|PALO ALTO, CA|PALO ALTO, CA|STANFORD, CA|PALO ALTO, CA|MENLO PARK, CA|MENLO PARK, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 11, 2001 | Jul 21, 2003 | no | VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO INVESTMENTS, LLC | Jul 21, 2003 | Oct 11, 2005 | 813 | Firm change after gap | Other |