This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$140MItem 5.F on the latest filing (2026-04-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$140M

Private client RAUM

$126MderivedItem 5.D individuals plus high net worth individuals

Private client share

90%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$70.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

146

Individual clients

101

High net worth clients

36

Custody, client assets

$806,641

SEC number

801-43057

CRD

110434

Filings on the tape

21

First filed

Mar 29, 2012

Latest filed

Apr 14, 2026

Organised

Corporation, NY

Website

excompam.com

Graph

RIA / Wealth Management

Canonical id

dfx:ria:11927d61-e8a4-76fa-af85-8cae1484c0e2

First observed

Mar 29, 2012

Last observed

Apr 14, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.